- Research Article
- Open Access

# One-Time Key Based Phase Scrambling for Phase-Only Correlation between Visually Protected Images

- Izumi Ito (EURASIP Member)
^{1}and - Hitoshi Kiya (EURASIP Member)
^{1}Email author

**2009**:841045

https://doi.org/10.1155/2009/841045

© I. Ito and H. Kiya. 2009

**Received:**24 March 2009**Accepted:**23 October 2009**Published:**13 December 2009

## Abstract

One-time key based phase scrambling is proposed for privacy-protected image matching. The image matching is performed using invisible templates that are protected by phase scrambling. A key for phase scrambling is not required for the image matching, and the key can even be discarded after scrambling if the template does not need to be reconstructed. Theoretical analyses are presented to provide guidelines for designing key parameters that affect the visual effect and image matching. Experimental results demonstrate the effectiveness and appropriateness of the proposed method.

## Keywords

- Discrete Fourier Transform
- Occurrence Probability
- Image Match
- Error Energy
- Inverse Discrete Fourier Transform

## 1. Introduction

A number of approaches to image matching, such as correlation in the space domain and using features as typified by corners and edges, have been investigated. Phase-only correlation (POC) is a frequency domain approach to image matching. Phase-only correlation with discrete Fourier transform (DFT) was first proposed by Kuglin and Hines [1]. The translation between signals and the direct measure of the degree of signal congruence can be simultaneously estimated by POC based on the Fourier shift property. In addition, the rotation and scaling can be estimated using the magnitude of DFT coefficients that are mapped into log-polar coordinates [2]. High-accuracy estimation by POC has been developed [3–5].

Generally, image matching using POC requires visual protection of templates in order to secure privacy [6, 7]. Typically, encryption is used for the protection of signals [8]. However, decryption is required before image matching using POC. In order to address these problems, we previously proposed a method for image matching that used synchronized phase scrambling [9, 10]. The previously proposed method enables direct image matching between protected images. However, a key is required for both scrambling and image matching, and the key must be kept secret from attackers.

In one-time key based phase scrambling, a key is used once for scrambling but is not required for image matching. Moreover, after scrambling, the key can be discarded if the template does not need to be reconstructed. Under the limited two-member set, the effect of scrambling on POC values and the visual effect are analyzed theoretically, and these analyses provide a guideline for designing key parameters. A key for which the parameters have been chosen appropriately enables keyless image matching to be performed by phase scrambling. Finally, experimental results demonstrate the effectiveness and appropriateness of the proposed scrambling.

## 2. Preliminary

The goal of the proposed image matching method is described in this section. Phase-only correlation and phase scrambling for POC, which are elements of the proposed method, are then explained. In the present paper, for the sake of brevity, the one-dimensional case is considered. Let , , and denote the sets of complex, real, and integer numbers, respectively.

### 2.1. Goal of the Proposed Image Matching

The proposed image matching uses phase scrambling in order to protect the original information of templates visually in case there is leakage of the template. Image matching between the phase-scrambled template and the query can be performed by POC even if the sensed image that is used as a query has translation, rotation, and scaling for the corresponding template.

### 2.2. POC

#### 2.2.1. Translation

Let , , be the -point DFT coefficients of -point signal, , . The phase term is defined as

where denotes the absolute value of . If , then is replaced by .

where denotes the complex conjugate of . The POC function, , is defined by the inverse DFT of as

where denotes and denotes [1]. The translation between two signals is estimated by the location of the peak of in (3). In addition, the value of the peak is used as a measure of the signal congruence.

#### 2.2.2. Rotation and Scaling

Rotation and scaling between two images are estimated by POC using the magnitude of DFT coefficients that are mapped into log-polar coordinates [2]. Log-polar transform reduces the rotation angle and scale factor in the Cartesian coordinates to horizontal and vertical translation in log-polar coordinates.

### 2.3. Phase Scrambling for POC

#### 2.3.1. Phase Scrambling and Phase-Scrambled Signal

Phase scrambling for POC is performed in the frequency domain. The phase-scrambled DFT coefficients, , are defined as

where denotes a key sequence and denotes an identifier for the key sequence. Phase scrambling affects only the phase term, that is, the scrambled phase term, , is given as

The phase-scrambled signal, , is defined by the inverse DFT of as

The phase-scrambled image is a two-dimensional expression of the phase-scrambled signal.

A key sequence is constructed from a set of members, , and the length of the key sequence is the same as that of the DFT coefficients. That is, an -ary key sequence, , is expressed with a set, , as

where, for convenience, the superscript and subscript of the term denote the number of members and the first member, respectively. A key sequence can be generated using a cryptographically secure pseudorandom number generator, in which the random numbers are related to each member of specified by the users. As increases, the key space increases, whereas the determination of members becomes more complicated.

#### 2.3.2. Image Matching under Synchronized Phase Scrambling

The phase scrambled signal can be used directly for image matching using POC.

Let and be a template and a query, respectively. According to (4), is scrambled by and then stored in the form of phase-scrambled DFT coefficients in a system. When the system is queried with respect to , is scrambled by , and the POC between and is then performed. In other words, and are given as

The normalized cross spectrum is calculated as

The POC function is then obtained as

When the key sequence for the template and that for the query are the same, the POC under phase scrambling and the POC between nonscrambled signals are identical. Namely, if for all , , then by substituting (5) into (9), we obtain the following:

From (3), (10), and (11), we therefore obtain

Thus, a key sequence is used for both the template and the query, and these two key sequences are synchronized. In the proposed method, a key sequence is used for a template only.

## 3. Proposed Image Matching and Visual Information Protection

One-time key based phase scrambling is proposed and analyzed statistically. In the present paper, the set for key sequences is limited to a two-member set.

### 3.1. One-Time Key Based Phase Scrambling for POC

A binary key sequence is used only once for scrambling a template and is not required for image matching.

The binary key sequence is constructed from a set of only two members, and , that is,

Let and be a template and a query, respectively. In a system, is scrambled by according to (4) and is stored in the form of . When the system is queried with respect to , its DFT coefficients, , are multiplied by a constant, that is,

The POC between and is calculated according to (9) and (10).

Although (12) is not satisfied under one-time key based phase scrambling, the peak value of , which is used as a measure of signal congruence, is estimated from using parameters that are explained in the following section.

### 3.2. Effect of One-Time Key Based Phase Scrambling

The effect on the peak value of POC is considered in terms of the average value of POC under the proposed scrambling.

From (5), (9), (14) and (15), is expressed as

Here, we assume that the key sequence is a single value, that is, if for all , , then

and since is a constant, from (10), can be obtained as

Under the above assumption, if , then

and if , then

From (19) and (20), the average value of , that is, , is defined in terms of as follows:

Since is a complex number, the real and imaginary parts of can be expressed as

where and denote the operations to obtain the real and imaginary parts, respectively, of signals, and their peak values can be given as

where denotes the peak value of , which is referred to as the original peak value.

The peak value of POC under one-time key based phase scrambling is approximated by the average value of POC under one-time key based phase scrambling. That is,

Based on the above consideration, we observe the following.

Adjustment of the Peak Value

The peak value of can be controlled using the occurrence probability, , and the difference of phases, , as parameters. If queries are expected to contain noise, which causes a lower peak value, the peak value can be adjusted using parameters and to be higher within (23) and (24).

Invalid Parameters for the Proposed Scrambling

Estimation of the Original Peak Value

### 3.3. Effect on Visual Information

We consider the error energy between the phase scrambled signal and the nonscrambled signal, in which the larger error energy provides greater visual protection.

Let be the scrambled signal of the original signal, , obtained using the key sequence , that is,

Here, we assume that the key sequence is a single value, that is, if for all , , then

Under the above assumption, since is a complex number, the real and imaginary parts of are expressed accordingly as

The real part of the error energy, , between the original signal and the real part of the phase scrambled signal is defined as

Under the above assumption, from (30), (32) is expressed as

where

If , then

and if , then

The average, , of the real part of the error energy, , is defined in terms of the occurrence probability, , as

The average of the imaginary part of the error energy is defined in a similar manner. The imaginary part of the error energy, , between the original signal and the imaginary part of phase scrambled signal is defined as

The average, , of is defined with as

The visual effect of phase-scrambled signals can be estimated from (37) and (39), as will be shown in Section 4.2.

The parameters for key sequence are selected based on both the average error energy and the effect on the peak value discussed in Section 3.2.

### 3.4. Security Consideration

A key sequence based on a user-specified key is generated using a cryptographically secure pseudorandom number generator. A key sequence is used only once for scrambling a template. If the scrambled template does not need to be reconstructed in a system, the key sequence can be discarded after scrambling, and, consequently, its protection is not required. In the following, we focus on the known-plaintext attack and the ciphertext-only attack.

#### 3.4.1. Known-Plaintext Attack

This model assumes that an attacker has samples of both a plaintext and its ciphertext and uses them to reveal further secret information, such as secret keys and code books.

In a system using the proposed scrambling, each template is scrambled by an independent key sequence. Accordingly, even if an attacker obtains sets of a plaintext and its ciphertext, the other key sequences cannot be inferred by these sets.

#### 3.4.2. Ciphertext-Only Attack

This model assumes that an attacker accesses only a ciphertext.

- (1)
using a local image possessed by an attacker.

- (2)
guessing a key sequence.

With respect to the former approach, although the original template can be inferred using the signal congruence from the POC between a scrambled template and a local image possessed by an attacker, or through other methods using such a local image, even if an attack is successful, the attacker has already had access to a closely related image; the contents of which are already known to the attacker prior to the attack. Namely, the situation is considered as a case in which the information has been already leaked. The aim of the proposed scrambling is to prevent the information leakage from a template itself. The inference by using a local image is therefore excluded from the scope of the protection of the proposed scrambling.

With respect to the latter approach, theoretically, even if in the case of a brute force attack, as in the case of the one-time pad, which is unconditionally secure and theoretically unbreakable, it is impossible to confirm whether an inferred key sequence is correct. Since not a binary bit but a coherent unit of phase is changed, the scrambled template can be practically inferred by brute force attack although complete restoration is impossible for the above-described reason. Consequently, the proposed scrambling protects the visual information of the original template within the scope of key space and completely protects the original template. If the size of a template is , the key space is . We assume the size of a template to be adequate.

When a system requires much higher security, the proposed scrambling can be combined with other cryptographic techniques. Even if decryption is required for image matching, the effect of the proposed scrambling remains valid.

## 4. Simulations

### 4.1. POC under the Proposed Scrambling

We performed POC between two images under one-time key based phase scrambling to show that both translation and signal congruence can be estimated even under scrambling.

#### 4.1.1. Without Noise

First, we evaluated the peak value by controlling the parameters for key sequences. The key sequence was generated using the sets of , that is, with to 0.95, and , to with , respectively. The original peak value, , which is the peak value of the POC between the non-processed template and query, was .

Error between the observed and calculated peak values of the real part of the POC surface. , that is, , with to 0.95.

| Observed peak value | Calculated peak value | Error |
---|---|---|---|

0.55 | 0.0829 | 0.0826 | 0.0003 |

0.60 | 0.1653 | 0.1652 | −0.0001 |

0.65 | 0.2482 | 0.2478 | 0.0004 |

0.70 | 0.3307 | 0.3304 | 0.0003 |

0.75 | 0.4136 | 0.4130 | 0.0006 |

0.80 | 0.4954 | 0.4956 | −0.0002 |

0.85 | 0.5785 | 0.5782 | 0.0003 |

0.90 | 0.6614 | 0.6608 | 0.0006 |

0.95 | 0.7440 | 0.7434 | 0.0006 |

Error between the observed and calculated peak values of the real and imaginary parts of the POC surface. , that is, , with .

| Part | Observed peak value | Calculated peak value | Error |
---|---|---|---|---|

| Real | 0.0064 | 0.0000 | 0.0064 |

| Imaginary | 0.0064 | 0.0000 | 0.0064 |

| Real | 0.1212 | 0.1210 | 0.0002 |

| Imaginary | 0.2924 | 0.2922 | 0.0002 |

| Real | 0.4132 | 0.4132 | 0.0000 |

| Imaginary | 0.4131 | 0.4132 | −0.0001 |

| Real | 0.7055 | 0.7054 | 0.0001 |

| Imaginary | 0.2922 | 0.2922 | 0.0000 |

Next, we investigated the peak location on the POC surface. A total of 1,000 different key sequences, which were generated using the sets of with , with , and with , were considered.

#### 4.1.2. With Noise

### 4.2. Visual Effect and the Average Error Energy

We compared the visual effect of a phase-scrambled image with the average error energy in order to demonstrate the validity of the discussion in Section 3.3. We used a , 8 bits/pixel image called "Lena". The key sequence was generated from the set of , with , 0.6, 0.7, 0.8, and 0.9. The average error energy was calculated according to (37) and (39) using the parameters , that is, , for to and , 0.6, 0.7, 0.8, and 0.9.

If templates are required to be invisible, the parameters should be set as close to the set of invalid parameters as possible.

## 5. Conclusion

We have proposed one-time key based phase scrambling for image matching. Protecting the original information of the template visually for privacy and security, the proposed method enables keyless image matching. The occurrence probability of a member and the difference of phases were discussed for the one-time key based phase scrambling. These parameters can control the effect of visual protection and the peak value of POC. The effectiveness of visual protection has been demonstrated by the error energy between the phase-scrambled image and the original image. The peak value of one-time key based phase scrambling for the case of the two-member set has been explained theoretically. Experimental results revealed the effectiveness and appropriateness of the proposed method. In the future, a theoretical explanation for the case of a multiple-member set and the degree of robustness against attacks will be considered.

## Declarations

### Acknowledgment

This study was supported in part by a Grant-in-Aid for Scientific Research C, no. 20560361, from the Japan Society for the Promotion of Science (JSPS).

## Authors’ Affiliations

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## Copyright

This article is published under license to BioMed Central Ltd. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.